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ACAMS CGSS (Certified Global Sanctions Specialist) certification exam is designed for professionals who wish to specialize in the field of global sanctions. Certified Global Sanctions Specialist certification is globally recognized and validates an individual’s knowledge and understanding of sanctions compliance issues. The CGSS Certification Exam is administered by the Association of Certified Anti-Money Laundering Specialists (ACAMS), which is a leading international organization dedicated to fighting financial crime.
ACAMS Certified Global Sanctions Specialist Sample Questions (Q79-Q84):
NEW QUESTION # 79
According to OFSI, how long does it typically take to get a license?
- A. Four weeks
- B. Two weeks
- C. Three weeks
- D. Up to two months
- E. One week
Answer: A
NEW QUESTION # 80
A sanctions officer is reviewing a report showing increased activity at an international branch with a large population of expatriates from a newly sanctioned jurisdiction. Which are red flags for identifying clients with increased sanctions or AML risk? (Select Two.)
- A. Publicly traded corporate vehicles
- B. New accounts that are experiencing a sudden rise in value being transferred to the institution from higher risk countries without clear business rationale
- C. Established accounts that send or receive funds from non-sanctioned institutions or institutions active on SWIFT
- D. Privately held companies conducting international wire transfers through institutions distinct from company registration
- E. Regulated entities with a clear web presence with a verifiable business background
Answer: B,D
Explanation:
Red flags for sanctions and AML risk include:
* Privately held companies using institutions outside their jurisdiction of registration, a known structuring and sanctions-evasion indicator.
* Sudden rises in value from high-risk countries without business justification, a classic AML and sanctions red flag indicating possible sanctions circumvention, layering, or illicit value transfer.
Publicly traded entities and regulated firms generally present lower risk due to transparency. Routine SWIFT activity alone is not a red flag.
Reference:
AML/sanctions red-flag indicators related to wire transfers and unexplained value movement.
Risk characteristics of opaque private companies and cross-border financial behavior.
NEW QUESTION # 81
Asset freezing legislation generally permits a person to make which of the following payments into a frozen account without the need for a license from OFSI, so long as those funds are frozen after being paid in:
- A. Any payments due to a designated person under contracts, agreement or obligations that were concluded or arose before the date the person became sanctioned
- B. Any interest or earnings that is not on the account
- C. Any interest or earnings on the account
- D. Any payment from an unknown source
Answer: A,C
NEW QUESTION # 82
To whom does the person who jointly own an asset with the designated person can sell his share under existing licensing grounds?
- A. The designated person's family member.
- B. To the OFSI.
- C. The designated person.
- D. The share cannot be sold.
- E. A third party who has agreed to hold it for the benefit of the designated person.
Answer: C,E
NEW QUESTION # 83
Who must generally comply with sanctions programs?
- A. International financial institutions
- B. Non-nationals outside the jurisdiction of the authority that is imposing the sanction
- C. Individuals and entities located in the jurisdiction of the authority that is imposing the sanction
- D. Individuals and entities globally
Answer: C
Explanation:
Sanctions apply primarily to persons and entities within the jurisdiction of the issuing authority. For example:
* US sanctions apply to US persons, entities organized under US law, and persons physically located in the US.
* EU sanctions apply to EU nationals, persons within EU territory, and EU-incorporated entities.
Sanctions are not automatically global unless other jurisdictions adopt similar measures. International financial institutions must comply only when they operate within relevant jurisdictions.
Reference:
Jurisdictional scope of global sanctions regimes.
Applicability based on territorial and personal jurisdiction.
NEW QUESTION # 84
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